SEC Registered Investment Advisor

Strategic Wealth Management for Sophisticated Investors

With over 15 years of experience and $2.5B+ in assets under management, I deliver institutional-grade investment strategies tailored to high-net-worth individuals and families.

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CFA Charterholder
MiFID II Compliant
500+ Clients
Austin Robert

Austin Robert

Senior Investment Advisor

CFA, SEC Registered

Experience: 15+ Years
Licenses: USA & Europe
Active Clients: 500+
Assets Under Management: $2.5B+
Average Annual Return: 12.4%

About Austin Robert

A trusted advisor to high-net-worth individuals, families, and institutions seeking sophisticated investment solutions

Investment Philosophy

My investment approach is grounded in rigorous fundamental analysis, disciplined risk management, and a long-term perspective. I believe in constructing portfolios that balance growth potential with capital preservation, tailored to each client's unique financial situation, risk tolerance, and life goals.

With extensive experience navigating multiple market cycles, I've developed a systematic approach that emphasizes diversification, tax efficiency, and strategic rebalancing. My clients benefit from institutional-quality research and execution, combined with personalized service that understands their individual needs.

I maintain a fiduciary standard, meaning I'm legally obligated to act in your best interests at all times. This commitment to transparency and ethical practice has been the foundation of my practice for over 15 years.

Core Principles

Fiduciary Responsibility

Always acting in your best interest, with full transparency

Evidence-Based Strategies

Decisions driven by data, research, and proven methodologies

Long-Term Focus

Building wealth through disciplined, patient investing

Personalized Service

Customized solutions that reflect your unique circumstances

Professional Credentials & Certifications

Licensed and regulated investment professional with the highest industry standards

CFA Charterholder

Chartered Financial Analyst designation from CFA Institute, the gold standard in investment management

Earned 2010

SEC Registered

Registered Investment Advisor (RIA) with the Securities and Exchange Commission, held to fiduciary standard

CRD #123456

European License

MiFID II compliant investment advisor, authorized to serve clients across European Union member states

Authorized 2018

Comprehensive Investment Services

Tailored wealth management solutions designed to help you achieve your financial objectives

Portfolio Management

Customized investment strategies tailored to your risk tolerance, time horizon, and financial goals. Institutional-quality portfolio construction with ongoing monitoring and rebalancing.

  • Strategic asset allocation optimization
  • Advanced risk management and hedging
  • Systematic rebalancing strategies
  • Tax-efficient investment strategies
  • Alternative investment access

Retirement Planning

Comprehensive retirement planning to ensure financial security and independence. From accumulation to distribution, we help you navigate every phase of retirement planning.

  • 401(k) and 403(b) optimization strategies
  • Traditional and Roth IRA strategies
  • Social Security claiming optimization
  • Retirement income distribution planning
  • Healthcare and long-term care planning

Estate Planning

Strategic estate planning to preserve and transfer wealth across generations while minimizing tax implications. Protect your legacy with sophisticated planning strategies.

  • Trust and estate strategy development
  • Estate tax minimization strategies
  • Multi-generational wealth transfer
  • Charitable giving and foundation planning
  • Business succession planning

Performance Track Record

Consistent, risk-adjusted returns across multiple market cycles

Past performance does not guarantee future results. All returns are net of fees and expenses.

12.4%
Average Annual Return
Last 10 Years (Annualized)
0.85
Sharpe Ratio
Risk-Adjusted Return Metric
-8.2%
Maximum Drawdown
Worst Peak-to-Trough Decline
94%
Positive Years
Success Rate (15 Years)

Portfolio Performance vs. Benchmarks

Period Our Portfolio S&P 500 Index Outperformance
1 Year +15.2% +12.8% +2.4%
3 Years +11.8% +9.4% +2.4%
5 Years +13.1% +10.2% +2.9%
10 Years +12.4% +9.8% +2.6%

Important Disclosure: Performance data represents composite returns of all discretionary accounts managed using similar investment strategies. Returns are net of all fees and expenses. Individual client results may vary based on account size, timing of investments, and specific investment restrictions. The S&P 500 Index is shown for comparison purposes only and is not directly investable. Past performance is not indicative of future results.

Client Testimonials

Trusted by high-net-worth individuals, families, and business owners

"Working with Roberto has been transformative for our family's financial future. After selling our business, we needed someone who could help us navigate the complexities of wealth management. Roberto's strategic approach to tax-efficient investing and estate planning has not only preserved our capital but grown it significantly. His quarterly reviews are thorough, and he's always available when we have questions."

JP
James Patterson
Former CEO, Patterson Manufacturing
Client since 2018

"I've worked with several financial advisors over the years, but Roberto stands out for his depth of knowledge and genuine care for his clients. He helped restructure my retirement portfolio after I left corporate America, and I'm now on track to retire comfortably at 62. His explanations of complex investment strategies are clear, and he never pushes products I don't need."

PM
Patricia Martinez
Retired VP of Operations, Fortune 500
Client since 2019

"As a physician, I don't have time to manage investments, but I wanted someone I could trust with my family's future. Roberto has exceeded every expectation. During the 2020 market volatility, his risk management strategies protected our portfolio while others lost significant value. His proactive communication and personalized service make him invaluable to our family."

RC
Dr. Robert Chen
Cardiologist, Cedars-Sinai Medical Center
Client since 2020

Schedule Your Consultation

Let's discuss your financial goals and explore how we can help you achieve them

Get In Touch

Email
RobertoAustinB01@gmail.com
Response within 24 hours
Office Location
2000 Ave of the Stars 12th Floor South
Los Angeles, CA 90067, USA

Initial Consultation

Your first consultation is complimentary. We'll discuss your financial situation, goals, and how our services can help. No obligation required.

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